Compliance Officer CCMA5001AR


Compliance Officer- Hedge Fund/Private Equity


85,000 Circa

My client is a dynamic Hedge Fund/Alternative Investment Fund who, are looking for an up and coming Compliance Associate/Officer with AIFMD experience to step up into a broad position across all areas of Compliance and Financial Crime.

The position will work in support to the new Chief Compliance Officer across the whole spectrum of compliance and corporate governance matters for the business;

Be the first point of contact on private/ public decisions.
Prepare the required compliance reports such as the Annual Compliance officers and MLRO reports to the Management Committee.
Review the compliance policies on a rolling annual cycle under the CCOs supervision.
Approve all personal trades.
Review the trade blotter daily and the deal register on a monthly basis and highlight/ address any anomalies.
Approve any new trading counterparties and handle any related documentation.
Review and approve any NDAs.
Work on any FCA applications under the CCOs guidance, as well as any other marketing applications under AIFMD to other regulators in the EU.
Review marketing books for presentation to investors in Europe and the Middle East.
Handle the KYC process as required on both new investors and also investments.
Co-ordinate the quarterly Compliance Monitoring/Testing

Experience and Technical Knowledge

Min 3 years proven experience working in a legal/compliance role within a Hedge Fund, Alternative Investment Fund or Asset Manager is essential
Strong understanding of AIFMD
A good working knowledge of the UK and EU regulatory frameworks
Legally qualified
Team player with first class communication skills both written and verbal

In order to submit an application for this vacancy please forward your CV to Arun Rattan